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Since our founding in 1996, McIntyre & Lemon has been dedicated to helping clients navigate an ever-changing regulatory landscape. To help our clients achieve their business goals, we develop practical solutions that minimize regulatory, compliance, and litigation risks.

Firm News & Events

  •    Webinar Alert

    Barbri's Broker-Dealer Regulation:
    Understanding Compliance and the Current Enforcement Landscape

    Registration Requirements and Exemptions, Regulatory Obligations, FINRA and SEC Priorities, Evolving Areas of Risk

    Eden

    with Eden L. Rohrer

    Of Counsel

    1 to 2:30 pm ET (Preconference 12:45 pm ET)

Firm News & Events

  • Webinar Alert Recent Events

    Barbri's Broker-Dealer Regulation:
    Understanding Compliance and the Current Enforcement Landscape

    Registration Requirements and Exemptions, Regulatory Obligations, FINRA and SEC Priorities, Evolving Areas of Risk

    Eden

    with Eden L. Rohrer

    Of Counsel

    1 to 2:30 pm ET (Preconference 12:45 pm ET)