{"id":4453,"date":"2023-09-21T21:23:58","date_gmt":"2023-09-21T21:23:58","guid":{"rendered":"https:\/\/mcintyrelf.com\/?p=4453"},"modified":"2023-10-24T19:31:49","modified_gmt":"2023-10-24T19:31:49","slug":"three-important-dates-for-the-asset-management-industry","status":"publish","type":"post","link":"https:\/\/mcintyrelf.com\/three-important-dates-for-the-asset-management-industry\/","title":{"rendered":"Three Important Dates For The Asset Management Industry"},"content":{"rendered":"<p><a href=\"\/wp-content\/uploads\/2023\/09\/Mcintyre-Lemon-Three-Important-Dates-For-The-Asset-Management-Industry-1.pdf\" target=\"_self\" style=\"font-size: 11px;float:none;display:table;margin:auto;\" class=\"dwnldpdf mkd-btn mkd-btn-medium mkd-btn-solid mkd-btn-icon mkd-blog-read-more\" rel=\"noopener\" download>    <span class=\"mkd-btn-text\">Download PDF<\/span><span class=\"mkd-btn-icon-holder\">            <span aria-hidden=\"true\" class=\"mkd-icon-font-elegant arrow_carrot-right mkd-btn-icon-elem\"><\/span>            <span aria-hidden=\"true\" class=\"mkd-icon-font-elegant arrow_carrot-right mkd-btn-icon-elem\"><\/span>        <\/span>    <\/a><\/p>\n<iframe loading=\"lazy\" class=\"wonderplugin-pdf-iframe\" src=\"https:\/\/mcintyrelf.com\/wp-content\/plugins\/wonderplugin-pdf-embed\/pdfjslight\/web\/viewer.html?v=2&file=\/wp-content\/uploads\/2023\/09\/Mcintyre-Lemon-Three-Important-Dates-For-The-Asset-Management-Industry-1.pdf\" width=\"100%\" height=\"1400px\" style=\"border:0;\"><\/iframe>\n","protected":false},"excerpt":{"rendered":"<p>The compliance dates for recently adopted rules extending to \u201cprivate-fund advisers\u201d (\u201cPFAs\u201d) 1 are now<br \/>\nknown following their publication in the Federal Register [IA-Release No. 6383, 88 F.R. 63206 (Sept. 14, 2023)].<br \/>\nThe rule package under the Investment Advisers Act of 1940 (\u201cAdvisers Act\u201d) includes the following<br \/>\nrequirements: (i) production and delivery of quarterly customer statements; (ii) the annual audit of the<br \/>\nfinancial statements of private investment funds; (iii) production and delivery of fairness or valuation opinions<br \/>\nin adviser-led secondary market transactions; (iv) prescriptive conflicts management in the context of five<br \/>\nspecific restricted activities; (v) prescriptive conflicts management in cases of preferential treatment of<br \/>\nselected investors; (vi) review and documentation of an annual compliance review \u2013 a requirement that<br \/>\nextends to all investment advisers, not only PFAs; and (vii) the maintenance of books and records related to<br \/>\nthe rules. <\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[63,67],"tags":[],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v22.4 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Three Important Dates For The Asset Management Industry - McIntyre &amp; Lemon:<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/mcintyrelf.com\/three-important-dates-for-the-asset-management-industry\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Three Important Dates For The Asset Management Industry - McIntyre &amp; Lemon:\" \/>\n<meta property=\"og:description\" content=\"The compliance dates for recently adopted rules extending to \u201cprivate-fund advisers\u201d (\u201cPFAs\u201d) 1 are now known following their publication in the Federal Register [IA-Release No. 6383, 88 F.R. 63206 (Sept. 14, 2023)]. The rule package under the Investment Advisers Act of 1940 (\u201cAdvisers Act\u201d) includes the following requirements: (i) production and delivery of quarterly customer statements; (ii) the annual audit of the financial statements of private investment funds; (iii) production and delivery of fairness or valuation opinions in adviser-led secondary market transactions; (iv) prescriptive conflicts management in the context of five specific restricted activities; (v) prescriptive conflicts management in cases of preferential treatment of selected investors; (vi) review and documentation of an annual compliance review \u2013 a requirement that extends to all investment advisers, not only PFAs; and (vii) the maintenance of books and records related to the rules.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/mcintyrelf.com\/three-important-dates-for-the-asset-management-industry\/\" \/>\n<meta property=\"og:site_name\" content=\"McIntyre &amp; Lemon:\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/web.facebook.com\/mcintyrelf\" \/>\n<meta property=\"article:published_time\" content=\"2023-09-21T21:23:58+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2023-10-24T19:31:49+00:00\" \/>\n<meta name=\"author\" content=\"C. 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