McIntyre & Lemon Submits Comment Letter To SEC
Tue 24 May, 2022 / by C. Dirk Peterson / Client Alerts
McIntyre & Lemon submitted a comment letter today to address the SEC’s recently proposed dealer rules. We submitted comments on behalf of a constituency of professional equity trading firms that could be affected by a proposed expansion of dealer registration and regulation to reach exempt securities traders. Click here to review the comment letter.