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McIntyre & Lemon Submits Comment Letter To SEC

Tue 24 May, 2022  /  by C. Dirk Peterson   /   Client Alerts

McIntyre & Lemon submitted a comment letter today to address the SEC’s recently proposed dealer rules. We submitted comments on behalf of a constituency of professional equity trading firms that could be affected by a proposed expansion of dealer registration and regulation to reach exempt securities traders. Click here to review the comment letter.